Stifel Hires $1.3 Billion Advisor Team From Raymond James
Stifel Financial recruited a former Raymond James Financial financial advisor team that oversaw $1.35 billion in client ...
Financial Planning8h
Stifel recruits $1B+ team from Raymond James: Advisor moves
Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves ...
InvestmentNews1d
Citing 'egregious conduct,' Finra panel awards Stifel clients a stunning $132.5 million
A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...
Wall Street Regulator Orders Stifel to Pay $133 Million in Structured-Notes Case
The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.
Financial Planning1d
Stifel hammered with punitive damages in $133M arbitration award
For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...
Stifel Nicolaus, Female Employee Settle Sexual Harassment Claims
Stifel Nicolaus & Co. and a female worker who alleged sexual assault, harassment, and retaliation against the wealth ...
Xponential Fitness downgraded to Hold from Buy at Stifel
Stifel analyst Chris O’Cull downgraded Xponential Fitness (XPOF) to Hold from Buy with a price target of $12, down from $20. The firm says it ...
Ulta Beauty's FY25 investments goals critical for growth -- analysts
“These investments will pressure profitability in 2025, but we believe they are critical to driving long-term sustainable ...