Testing investment advisers on their knowledge of ethics can lead to better behavior, new research shows. According to the Financial Industry Regulatory Authority, 630,000 financial representatives ...

A bipartisan bill introduced on Wednesday would fix what one transparency advocate called the “labyrinthian process” of obtaining financial disclosure and ethics agreements for administration ...

Ethics in accounting are concerned with how to make good and moral choices in regard to the preparation, presentation and disclosure of financial information. During the 1990s and 2000s, a series of ...

Dr. Kara Tan Bhala chatted about her book “Ethics in Finance: Case Studies from a Woman’s Life on Wall Street.” Dr. Kara Tan Bhala chatted about her book “Ethics in Finance: Case Studies from a ...

The new director of Tennessee's campaign finance and ethics watchdog groups wants to hire more staff, improve technology and crisscross the state to help the public better understand the critical role ...

Want state and local results? Sign up for our free post-elections webinar. Voters approved most but not all of the ballot measures meant to address ethics and campaign finance issues. New Mexico and ...

Companies rely on the financial reports prepared by their accountants to be true and accurate to make sound business decisions. Inaccurate financial reporting caused by the unethical or deceptive ...

Michigan remains one of only two states that don’t require state lawmakers to disclose their financial interests, a lack of transparency that makes it difficult to know if legislators are supporting ...

Andrew Gordon Sutherland does not work for, consult, own shares in or receive funding from any company or organization that would benefit from this article, and has disclosed no relevant affiliations ...